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Feedback, Complaints and Appeals — Practice Guide

ASQA Practice Guide · Quality Area 2 — VET Student Support · Standards 2.7, 2.8 · Published 17 June 2025 · Version 1.0

Verbatim reproduction of the ASQA Practice Guide, extracted from the source PDF with layout preservation (via pdftotext -layout). The body below preserves the original two-column table structure — performance indicators on the left, example activities and known risks on the right.

Source: https://www.asqa.gov.au/for-providers/standards-for-RTOs/practice-guides

Companion docs: - standards-outcome.md / standards-compliance.md — the underlying legislative text - standards-explanatory.md — the Explanatory Statement commentary - compliance-reference.md — RTOpacks module × standard mapping


Practice Guide
Feedback, complaints and appeals
(Standards 2.7, 2.8)
S
Ver 1.0
Published 17 June 2025
          Outcome Standards for NVR Registered Training Organisations
                            Quality Area 2 – VET Student Support


What are the key concepts?
The following key concepts are covered in this practice guide:

 Standard 2.7                                              Standard 2.8
 •   Feedback and complaint management                     •    Appeals management
     systems                                               •    Independent parties
 •   Recording and documenting outcomes


Achieving these Standards in practice
The following table lists examples of activities that may demonstrate compliance with the Standards, as
well as risks to mitigate or control. These examples are not a complete list of every activity or risk, nor do
all the activities listed need to be completed to achieve compliance. Rather, they are a guide and should
be considered within the context, size, scale and student cohorts of your RTO’s operations.

     Standard 2.7: Feedback and complaints management addresses concerns and informs
             continuous improvement of the NVR registered training organisation.
            Performance indicators                     Example activities and other considerations for
                                                                         compliance
An NVR registered training organisation                •       You have information publicly available on how
demonstrates:                                                  to provide feedback and complaints about your
a. it operates a complaints management                         RTO’s services, including those delivered by
     system that:                                              third parties This includes information about the
                                                               timeframes for acknowledging, resolving and
    i. allows feedback and complaints about
                                                               communicating the outcomes of complaints.
        the organisation, any third parties, and
        any person employed or contracted by           •       You can demonstrate the mechanisms and
        the organisation;                                      channels you have in place to receive and
   ii. ensures all parties are afforded                        action feedback and complaints from various
        procedural fairness;                                   stakeholders including students, employers,
                                                               staff and third parties.
  iii. identifies reasonable timeframes for
        responding to and resolving complaints;        •       You can show how the staff responsible for
        and                                                    processing feedback and complaints ensure
                                                               that matters are investigated promptly and
  iv. provides avenues for further action where                impartially, uphold the principles of natural
        complaints are not resolved;                           justice and ensure procedural fairness.


b. information about how to provide feedback          •     You have systems to document and
   and make complaints through the complaints               communicate the outcomes of complaints, and
   management system is publicly available                  store complaint documentation securely.
   and easily accessible by VET students;             •     You can demonstrate the approach you take to
c. VET students are supported to provide                    understand the root cause of a complaint and
   feedback and make complaints;                            how this informs actions, including policies and
d. outcomes of complaints are documented                    processes (or amendments to these), leading to
   and communicated to all parties of the                   continuous improvement of the services you
   complaint; and                                           provide – for example, identifying trends from
e. feedback and complaints are used by the                  complaints received and addressing this across
   organisation to inform continuous                        all areas of operations.
   improvement.                                       •     You provide opportunities for complaints to be
                                                            escalated and complaint outcomes to be
                                                            reviewed. Where a complaint is not able to be
                                                            satisfactorily resolved, you have documented
                                                            systems for providing the complainant with
                                                            avenues for further review.
                                                                 Known risks to quality outcomes
                                                      •     Failing to recognise complaints as opportunities
                                                            to improve training and assessment services.
                                                      •     Not ensuring that your third parties are obligated
                                                            to escalate complaints to you that they receive
                                                            about services they deliver on your behalf
                                                      •     Failing to capture complaints and feedback
                                                            received in informal settings, such as when
                                                            students are having verbal conversations with
                                                            trainers and assessors.
                                                      •     Failing to allow all parties involved in a
                                                            complaint the opportunity to respond.
                                                      •     Not identifying and acting on trends from the
                                                            complaints received.
                                                      •     Not considering the root cause or potential
                                                            impact of a complaint and how it may be
                                                            relevant across other areas of your operations.


Standard 2.8: Effective appeal processes are available to VET students where decisions of the NVR
           registered training organisation or a third party adversely affect the student.

            Performance indicators                        Example activities and other considerations for
                                                                            compliance
An NVR registered training organisation               •     You can demonstrate that students are informed
demonstrates:                                               about, and understand, their appeal rights. This
a. it operates an appeals management system                 includes information about the timeframes for
     that:                                                  acknowledging, resolving and communicating the
                                                            outcomes of appeals.
    i.     allows VET students to appeal
           decisions of the organisation, any third   •     You have multiple mechanisms/channels
           parties, and any person employed or              available to students to lodge appeals about
           contracted by the organisation where             decisions (such as assessment judgements)
           those decisions adversely affect the             including in-person via your trainers and other
           student;                                         staff, via telephone and via email.
   ii.     ensures all parties to the appeal are      •     You can demonstrate that your appeals
           afforded procedural fairness;                    management system facilitates transparent
  iii.     specifies reasonable timeframes for              handling of matters, including which decisions are
           actioning appeals; and                           subject to appeal and to independent review.
  iv.      provides avenues for review by an          •     You can show how you ensure that your staff
           independent party, if requested by the           responsible for processing appeals are objective,
           appellant (at no or low cost to the              impartial and adequately trained. This includes
           appellant);                                      adequately documenting and communicating the
                                                            outcomes of appeals and storing appeal
b. information about how to appeal an adverse
                                                            documentation securely.

   decision through the appeals management      •   You can demonstrate how students are made
   system is publicly available and easily          aware of the additional avenues they can take to
   accessible by VET students;                      have their appeal reviewed by an independent
c. outcomes of appeals are documented by the        party, including ensuring they are provided with
   organisation and communicated to the             information on the costs that may be associated
   appellant; and                                   with using these avenues.
d. the outcomes of appeals are used by the      •   You can demonstrate how you use appeal
   organisation to inform continuous                matters to identify opportunities for continuous
   improvement.                                     improvement in the services you provide.
                                                         Known risks to quality outcomes
                                                •   Not informing students of their rights to appeal a
                                                    decision.
                                                •   Failing to inform students of all avenues for
                                                    seeking independent review.
                                                •   Failing to recognise appeals as opportunities to
                                                    improve training and assessment services.
                                                •   Not identifying trends from the appeals received
                                                    or failing to act where causal links are identified.


Self-assurance questions
1   How do you ensure that you operate an outcomes-focused complaints and feedback management
    process that makes it easy for VET students and stakeholders to provide feedback or make
    complaints, works to resolve those complaints, and then actively uses those complaints and
    feedback to continuously improve your organisation’s service offerings?
2   How do you ensure your complaints and appeals management systems are procedurally fair, timely
    and objective?
3   How are the outcomes of complaints and appeals used to continuously improve your services?

Source: ASQA Practice Guide — Feedback, Complaints and Appeals. Published 17 June 2025, Version 1.0. Authority: Australian Skills Quality Authority. These guides interpret the Standards for RTOs 2025 into practical compliance guidance. The PDF was extracted with pdftotext -layout to preserve the two-column table structure of the original document.